Investment or Securities Fraud When Dealing with a Broker
When dealing with a broker, it's best to do it in writing. That way, if there's a problem, you have a paper trail that suggests how you wanted the trade to happen. If you suspect that you are the victim of securities or investment fraud, here are some places you can go to get more information:
U.S. Securities and Exchange Commission
202-942-7040
www.sec.gov
National Association of Securities Dealers, Regulation
800-289-9999
www.nasdr.com
Investor Protection Trust
www.investorprotection.org
Alliance for Investor Education
www.investoreducation.org
North American Securities Administrators Association
www.nasaa.org
Here you can find information about your state's securities protection office.
August, 2001.
Lifesmarts Competition
Investment and Securities Fraud - Filing a Complaint
1031 Exchange
Lifesmarts Competition
1031 Exchange
Link to This Article
Like what you've read? Spread the word! You can link to this article
from your website by copying the following code and adding it to
a page on your website:
Copyright ©2001-2007. ThinkGlink, Inc.
All rights reserved. Reproduction of material from any www.ThinkGlink.com pages without permission is strictly prohibited.
Site designed by Walker Sands Communications
