Investment And Securities Fraud - Filing A Complaint

Added October 17, 2003 by Ilyce R. Glink

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Summary: Have you been the victim of investment or securities fraud? Here's where to go for help.

When dealing with a broker, it's best to do it in writing. That way, if there's a problem, you have a paper trail that suggests how you wanted the trade to happen. If you suspect that you are the victim of securities or investment fraud, here are some places you can go to get more information:

U.S. Securities and Exchange Commission 202-942-7040 www.sec.gov

National Association of Securities Dealers, Regulation 800-289-9999 www.nasdr.com

Investor Protection Trust www.investorprotection.org

Alliance for Investor Education www.investoreducation.org

North American Securities Administrators Association www.nasaa.org

Here you can find information about your state's securities protection office.

August, 2001.

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